574 Ponte Vedra Boulevard
Ponte Vedra Beach,
Barbi brings expertise in compliance and operations to her role, having over 27 years of investment management industry experience. She leads AdvisorAssist’s Compliance Testing Service designed to meet the regulatory requirements for registered investment advisors.
Before joining Vigil Wealth Management, Barbi served as a director of operations and compliance as well as the chief compliance officer for Mosaic Family Wealth, LLC. At Mosaic, Barbi lead the firm’s business administration overseeing compliance, finance, and human resources. She partnered with the firm’s owners to drive strategic initiatives that improved internal efficiency and effectiveness. Barbi was instrumental in leading the successful transition of Mosaic from a wirehouse firm to the independent wealth management space.
Previously, Barbi served in leadership roles at Morgan Stanley Wealth Management and A.G. Edwards & Sons, Inc. Her foray into wealth management was unplanned; she began working part-time in college and decided the industry was a great fit for her because she appreciated making an impact on clients’ lives.
Barbi earned her Master of Business Administration from Webster University and is a graduate of Washington University in St. Louis with a Bachelor of Science in Psychology. She holds the Certified Financial Planner TM designation and an insurance license. Additionally, Barbi previously held active Series 7, 63, and 65 exams from FINRA and NASAA. She lives in Eureka, Missouri with her husband, three step-children, and family dogs. In their spare time, they enjoy hiking, traveling, the outdoors, and volunteering at local animal shelters.
Kristen serves as a Compliance Consultant Resource and Partner with Vigil Wealth Management. She started her career in the financial services industry in 2003 and has an extensive compliance background.
Kristen has previously held FINRA Series 7 and 24, MSRP Series 53, and NASAA Series 63 and 55 exams. Kristen held multiple positions in the Compliance Department at a national broker dealer during her almost 10 years there, including Compliance Examiner, Compliance Analyst, Compliance Analyst Team Lead and Electronic Communications Surveillance Manager. Kristen served as the Director of Compliance and CCO for a large RIA firm before starting her compliance consulting firm.
She obtained a Master of Business Administration from MidAmerica Nazarene University and Bachelor of Science in Business Administration from Missouri Western State College.
Kirsten Guerrero and her services are not affiliated with LPL Financial or Vigil Wealth Management.
Amelia Smith is an Administrative Assistant at LPL Financial. She partners with advisors to provide support on administrative tasks and client management functions. Amelia has two years experience in the Financial Industry. Prior to joining Admin Solutions, she worked at Vanguard as an asset transfer specialist working directly with clients assisting them with transferring outside investments into accounts held at Vanguard. She maintains her Series 7 and 63 FINRA licenses. Amelia enjoys seeing the successes that an advisor has with clients.
Amelia graduated from Temple University with her Bachelors in Business Administration, Financial Planning. She has an Australian cattle dog mix named Sadie. In her spare time, she enjoys cooking, gardening and hiking.
Kelsey Gilley graduated from University of North Carolina Greensboro. She has spent that past five years growing her subject matter expertise in marketing working with digital marketing agencies and small businesses. Kelsey has certifications in Google AdWords and Hubspot. She has a passion for data-driven results and establishing connections. In her spare time, she enjoys reading, exercising and exploring new restaurants.
Kelsey is a LPL employee and is part of the Marketing solutions program that supports multiple advisor's businesses.